Contact:

peter.mantilia@finriskmgt.org

Mantilia@optonline.net

(203) 243-1555

About

Peter Mantilia is a Financial Risk Management Leader with expertise in Asset/Liability Management, Liquidity Risk Management, Stress Testing, Planning and Balance Sheet Analysis, and Strategy Recommendations. He has extensive experience in formulating new capital guidance under Dodd/Frank, the Volcker Rule and Basel III, including the ongoing CCAR and DFAST submissions, with a proven track record of building and maintaining strong relationships with financial regulators. 

Prior to launching his current firm, Peter had an impressive career at $400 billion dollar bank since 1985. Most recently, he was a Vice President of Asset/Liability Management and served as the Interest Rate, Liquidity Risk and Capital Management analysis head at the financial institution. In this Asset/Liability role, he was responsible for understanding the entire operations of the banking company, which enabled him to forecast/simulate earnings and liquidity under various scenarios. Peter was also a sitting and voting member of the Bank’s ALCO. 

Peter’s extensive experience enabled him to help a large financial institution recover from extremely adverse situations. He was instrumental in rectifying a potential downfall of the institution during the 9/11 crisis, which had brought the company to the steps of collapse. He was also deeply involved with the following liquidity crises: Russian Money Laundering events in the 90s, the New York City Blackout, and the Funds Transfer System Failure. 

Peter was a member of the Bank’s Leasing and Tax Committee which approved long term risk investments of the company with volatile cash flows. As part of the Mergers and Acquisition team, he was instrumental in the final agreement between JP Morgan Chase and BNY Mellon that allowed for the asset swap of BNY Mellon Retail Branches for JPM’s Corporate Trust Business. 

Starting his career at First City National Bank of Houston, Peter was at the forefront in administering and deploying the Garn- St. Germain Act of Congress on banks, one of the first Asset/Liability systems for a large financial institution in Texas and the US. At First City National Bank of Houston, he also served as a member of ALCO. 

Peter is a well-known speaker at financial risk management conferences and has educated Senior Capital Market analysts throughout the Federal Reserver District Banks. 

Peter holds a B.B.A. in Business Administration from St. Bonaventure University. He has served on the Alumni Board of St. Bonaventure University and continues to help the University’s Advancement Department in philanthropy. Mr. and Mrs. Mantilia have also endowed a scholarship fund to further the education of Native Americans. Mr. Mantilia is Deputy Grand Knight of the Knights of Columbus Council #16347 and Trustee of Assembly #118.

Advisory/Consulting Services

Strategic Services: 

• Stress Test Financial Institutions
• Increase Capital 
• Manage Net Interest Income
• Pre-payment Risk
• Liquidity Evaluation
• Training
• Expense Controls
• Satisfy Government Regulation
• Build/Enhance Franchise Value
• Reporting - Board of Directors/Executive Management/Regulatory

We Review/Audit: 

• Existing systems
• Evaluate Outsourcing Contracts: 
• Pricing 
• Timing
• Deadline Requirements
• Ensure State of the Art Up to Date Capabilities
• Contractual Agreements/Addendums

We Provide Guidance and/or Confirm Regulatory Adherence: 

• Dodd Frank
• CCAR/DFAST
• Volker Rule
• Daily Liquidity Reporting
• 4G/5G
• Monthly Liquidity Reporting
• Liquidity Coverage Ratio (LCR)
• Quarterly Reporting Requirements
• FR Y9C
• 10 Q/K
• FFEIC Requirements

We Provide Services for Data:

• Extraction
• Evaluation
• Integrity
• Auditability

We Evaluate Personnel: 

• Capabilities
• Succession
• Key Person Risks

Our Documentation Services Develop and/or Confirm: 

• Systems
• Key Assumptions
• Deposits 
• Company Specific
• Industry Standard
• Regulatory Approved/Considered
• Management/Board Approval 
• Back testing

We Implement Enterprise Risk Management Systems:

• Evaluation
• State of the Art
• Regulatory Recognized
• System/Data Integration
• Contract Negotiations

Our Liquidity Services Provide:

• Optimization
• Reduced Costs
• Contingency Plans
• Company Specific
• Industry Wide

www.finriskmgt.org